Privacy Policy

1. Introduction

This privacy collection notice applies to the activities of the following entities:

  • Ad Astra Financial Group Pty Ltd

  • Ad Astra Financial Services Pty Ltd

  • Ad Astra Corporate Advisory Pty Ltd

  • Ad Astra Capital Markets Pty Ltd

In this policy, “Ad Astra”, “we”, “our” and “us” refers to the entities listed above.

Ad Astra are committed to protecting your privacy.

This Privacy Policy explains how we collect, use, disclose and manage personal information in accordance with the Privacy Act 1988 (Cth) and the Australian Privacy Principles (APPs). A copy of the APPs is available from the Office of the Australian Information Commissioner.

 2. What is personal information

Personal information means information or an opinion that identifies an individual.

Given the nature of our business, most information we collect relates to corporate clients. However, we may collect personal information about individuals in the course of providing our services.

3. What information we collect

The types of personal information we may collect include:

  • name and contact details (email, phone number)

  • professional details (e.g. employer, position)

  • identification information where required (e.g. for compliance checks[including AML/CTF checks])

  • communications with us

  • website usage data (e.g. IP address, browser type, pages visited)

We generally do not collect sensitive information unless:

  • it is required by law or regulatory obligations; or

  • you have consented to its collection.

‍ ‍4. How we collect personal information

We collect personal information in a number of ways, including:

  • directly from you (meetings, phone calls, emails, forms)

  • from your organisation or representatives

  • from third parties (e.g. service providers, regulators, public registers)

  • through our website (including cookies and analytics tools)

Where reasonable and practicable, we collect personal information directly from you.

5. Why we collect personal information

We collect and use personal information for purposes including:

  • providing our advisory and corporate services

  • managing client relationships

  • complying with legal and regulatory obligations [including AML / CTF checks]

  • internal administration and risk management

  • improving our services

We may also use your information for related purposes where you would reasonably expect this.

6. Disclosure of personal information

We may disclose personal information to:

  • employees, contractors and related entities

  • external advisers (legal, tax, compliance)

  • service providers (including IT, cloud hosting and software providers)

  • regulators, government authorities or courts (where required)

  • other third parties where you have consented

We do not sell personal information.

7. Overseas disclosure

Ad Astra's core Microsoft 365 environment is hosted within Australian Microsoft regions. Where third-party providers are used, Ad Astra takes reasonable steps to ensure personal information is handled in accordance with the Privacy Act.

8. Direct marketing

We do not generally use personal information for direct marketing.

If we do send communications of this nature, you may opt out at any time by contacting us or using the unsubscribe option where available.

9. Cookies and website analytics

Our website may use cookies and similar technologies to:

  • understand how the website is used

  • improve functionality and user experience

You can control cookies through your browser settings.

10. Security of personal information

We take reasonable steps to protect personal information from misuse, loss, unauthorised access, modification or disclosure.

This includes technical and organisational measures such as:

  • secure IT systems and access controls

  • use of reputable cloud and software providers

  • staff training and confidentiality obligations

11. Access and correction

You may request access to the personal information we hold about you, and request correction if it is inaccurate, out of date or incomplete.

To make a request, please contact us using the details below.

We will respond within a reasonable timeframe and may need to verify your identity.

12. Complaints

If you have a concern or complaint about how we handle your personal information, you can contact us using the details below.

We will:

  • acknowledge your complaint

  • investigate the issue

  • respond within a reasonable timeframe

If you are not satisfied with our response, you may contact the Office of the Australian Information Commissioner.

13. Contact details

For privacy enquiries, access requests or complaints, please contact:

Privacy Officer
Ad Astra Financial Group Pty Ltd

info@adastraca.com.au

+61 2 7906 2700

14. Changes to this policy

We may update this Privacy Policy from time to time. The latest version will be published on our website.